SFC Licences of WONG Hang Nei, Grace 王幸妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 19 March 2012 | 05 April 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 08 June 2011 | 05 April 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 29 March 2005 | 05 April 2014 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 29 March 2005 | 05 April 2014 |
| FT Securities Limited 富通證券有限公司 | RE | 4 | 01 April 2003 | 31 May 2003 |
| Jefferies Bache (Hong Kong) Limited | RE | 5 | 01 April 2003 | 31 May 2003 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 01 April 2003 | 31 May 2003 |
| Jefferies Bache (Hong Kong) Limited | RE | 2 | 01 April 2003 | 31 May 2003 |
| FT Securities Limited 富通證券有限公司 | RE | 9 | 01 April 2003 | 31 May 2003 |
| FT Securities Limited 富通證券有限公司 | RE | 6 | 01 April 2003 | 31 May 2003 |
| Jefferies Bache (Hong Kong) Limited | RE | 9 | 01 April 2003 | 31 May 2003 |