SFC Licences of WONG Howard 黃浩雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Agamemnon Capital Limited | RO | 9 | 13 December 2018 | 03 July 2020 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RO | 4 | 08 November 2013 | 16 August 2017 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 11 September 2013 | 08 November 2013 |
UBS Asset Management (Hong Kong) Limited | RE | 9 | 06 February 2013 | 03 June 2013 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 06 February 2013 | 03 June 2013 |
UBS Asset Management (Hong Kong) Limited | RE | 2 | 06 February 2013 | 03 June 2013 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 06 February 2013 | 03 June 2013 |
Myriad Asset Management Limited 萬方資產管理有限公司 | RE | 9 | 25 November 2011 | 31 July 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 17 July 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 17 July 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |