SFC Licences of HUNG Lok Ming, Gary 熊洛銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 4 | 04 January 2021 | |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 | RE | 4 | 10 December 2020 | 17 December 2020 |
| Artephius Partners Limited | RO | 9 | 25 October 2013 | 10 May 2019 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 18 January 2008 | 25 January 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 February 2007 | 31 July 2007 |
| Merrill Lynch Far East Limited | RE | 1 | 16 February 2007 | 31 July 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 April 2006 | 31 July 2007 |
| UBS Securities Asia Limited | RE | 2 | 11 June 2003 | 04 March 2006 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 04 March 2006 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 12 May 2003 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 12 May 2003 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 12 May 2003 |