SFC Licences of CHOW Kit Har, Susanna 周潔霞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ferran Securities Limited 富運證券有限公司 RE 1 05 November 2020 22 January 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 01 November 2017 04 June 2020
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 01 November 2017 04 June 2020
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 15 June 2017 08 October 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 15 June 2017 08 October 2017
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 19 November 2015 31 March 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 19 November 2015 31 March 2017
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 27 April 2015 06 October 2015
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 12 March 2015 06 October 2015
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 12 March 2015 06 October 2015
BOCI Securities Limited 中銀國際證券有限公司 RE 4 30 April 2012 20 July 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 1 30 April 2012 20 July 2013
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 4 25 August 2004 26 May 2005