SFC Licences of TSAI Chi Kwong, Alfred 蔡致光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 13 August 2014 01 August 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 27 June 2012 19 March 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 17 January 2012 19 March 2014
VC Brokerage Limited 滙盈證券有限公司 RE 1 02 July 2010 01 January 2012
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 01 April 2003 27 June 2010
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 4 01 April 2003 02 July 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 6 01 April 2003 02 July 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 9 01 April 2003 02 July 2003
Ong Asia Securities (HK) Limited 王證券(香港)有限公司 RE 1 01 April 2003 02 July 2003
Ong Asia Securities (HK) Limited 王證券(香港)有限公司 RE 6 01 April 2003 02 July 2003
Ong Asia Securities (HK) Limited 王證券(香港)有限公司 RE 9 01 April 2003 02 July 2003
Ong Asia Securities (HK) Limited 王證券(香港)有限公司 RE 4 01 April 2003 02 July 2003