SFC Licences of YEUNG Wan Yiu 楊雲耀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GLAM Capital Limited 港利資本有限公司 RO 9 11 February 2019 17 July 2020
GLAM Capital Limited 港利資本有限公司 RO 4 11 February 2019 17 July 2020
GLAM Capital Limited 港利資本有限公司 RO 1 11 February 2019 17 July 2020
ZMF Asset Management Limited 中募金融資管有限公司 RO 4 01 December 2016 30 January 2019
ZMF Asset Management Limited 中募金融資管有限公司 RO 1 01 December 2016 30 January 2019
ZMF Asset Management Limited 中募金融資管有限公司 RO 9 22 March 2016 30 January 2019
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RO 9 16 December 2015 15 March 2016
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RE 9 16 November 2015 16 December 2015
RO 9 10 September 2015 05 November 2015
South China Commodities Limited 南華期貨有限公司 RO 2 19 May 2015 05 November 2015
South China Forex Limited 南華外匯有限公司 RO 3 06 December 2012 05 November 2015
RE 4 11 September 2012 05 November 2015
RE 9 11 September 2012 10 September 2015
South China Forex Limited 南華外匯有限公司 RE 3 03 September 2010 06 December 2012
South China Securities Limited 南華證券投資有限公司 RE 1 29 June 2010 05 November 2015
South China Commodities Limited 南華期貨有限公司 RE 2 29 June 2010 19 May 2015
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 01 April 2003 31 May 2010
Cinda International Securities Limited 信達國際證券有限公司 RE 1 01 April 2003 31 May 2010
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 01 April 2003 19 April 2010
Cinda International Securities Limited 信達國際證券有限公司 RE 4 01 April 2003 20 December 2003
Cinda International Securities Limited 信達國際證券有限公司 RE 6 01 April 2003 20 December 2003
Cinda International Securities Limited 信達國際證券有限公司 RE 7 01 April 2003 20 December 2003
Cinda International Securities Limited 信達國際證券有限公司 RE 9 01 April 2003 20 December 2003
Cinda International Futures Limited 信達國際期貨有限公司 RE 9 01 April 2003 20 December 2003
Cinda International Futures Limited 信達國際期貨有限公司 RE 5 01 April 2003 20 December 2003