SFC Licences of YEUNG Wan Yiu 楊雲耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GLAM Capital Limited 港利資本有限公司 | RO | 9 | 11 February 2019 | 17 July 2020 |
GLAM Capital Limited 港利資本有限公司 | RO | 4 | 11 February 2019 | 17 July 2020 |
GLAM Capital Limited 港利資本有限公司 | RO | 1 | 11 February 2019 | 17 July 2020 |
ZMF Asset Management Limited 中募金融資管有限公司 | RO | 4 | 01 December 2016 | 30 January 2019 |
ZMF Asset Management Limited 中募金融資管有限公司 | RO | 1 | 01 December 2016 | 30 January 2019 |
ZMF Asset Management Limited 中募金融資管有限公司 | RO | 9 | 22 March 2016 | 30 January 2019 |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RO | 9 | 16 December 2015 | 15 March 2016 |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RE | 9 | 16 November 2015 | 16 December 2015 |
RO | 9 | 10 September 2015 | 05 November 2015 | |
South China Commodities Limited 南華期貨有限公司 | RO | 2 | 19 May 2015 | 05 November 2015 |
South China Forex Limited 南華外匯有限公司 | RO | 3 | 06 December 2012 | 05 November 2015 |
RE | 4 | 11 September 2012 | 05 November 2015 | |
RE | 9 | 11 September 2012 | 10 September 2015 | |
South China Forex Limited 南華外匯有限公司 | RE | 3 | 03 September 2010 | 06 December 2012 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 29 June 2010 | 05 November 2015 |
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 29 June 2010 | 19 May 2015 |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 01 April 2003 | 31 May 2010 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 01 April 2003 | 31 May 2010 |
Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 01 April 2003 | 19 April 2010 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 4 | 01 April 2003 | 20 December 2003 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 6 | 01 April 2003 | 20 December 2003 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 7 | 01 April 2003 | 20 December 2003 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 9 | 01 April 2003 | 20 December 2003 |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 9 | 01 April 2003 | 20 December 2003 |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 5 | 01 April 2003 | 20 December 2003 |