SFC Licences of CHIU Yu Lam 趙與林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 13 October 2005 | 30 June 2020 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 April 2003 | 30 June 2020 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 01 April 2003 | 27 January 2011 |
BOCI Bullion Company Limited 中銀國際金業有限公司 | RE | 9 | 01 April 2003 | 07 May 2004 |
BOCI Bullion Company Limited 中銀國際金業有限公司 | RE | 7 | 01 April 2003 | 07 May 2004 |
BOCI Bullion Company Limited 中銀國際金業有限公司 | RE | 6 | 01 April 2003 | 07 May 2004 |
BOCI Bullion Company Limited 中銀國際金業有限公司 | RE | 4 | 01 April 2003 | 07 May 2004 |
BOCI Bullion Company Limited 中銀國際金業有限公司 | RE | 1 | 01 April 2003 | 07 May 2004 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 5 | 01 April 2003 | 13 January 2004 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 9 | 01 April 2003 | 13 January 2004 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 01 April 2003 | 12 January 2004 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 6 | 01 April 2003 | 12 January 2004 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |