SFC Licences of HO Shiu Yu 何韶頤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 19 September 2007 | 01 November 2012 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 16 May 2007 | 01 September 2007 |
MTF Securities Limited 名泰富證券有限公司 | RE | 1 | 01 April 2003 | 25 January 2007 |
MTF Securities Limited 名泰富證券有限公司 | RE | 4 | 01 April 2003 | 25 January 2007 |
MTF Securities Limited 名泰富證券有限公司 | RE | 8 | 01 April 2003 | 24 February 2004 |
MTF Securities Limited 名泰富證券有限公司 | RE | 9 | 01 April 2003 | 24 February 2004 |
MTF Securities Limited 名泰富證券有限公司 | RE | 6 | 01 April 2003 | 24 February 2004 |