SFC Licences of HO Shiu Yu 何韶頤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 19 September 2007 01 November 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 16 May 2007 01 September 2007
MTF Securities Limited 名泰富證券有限公司 RE 1 01 April 2003 25 January 2007
MTF Securities Limited 名泰富證券有限公司 RE 4 01 April 2003 25 January 2007
MTF Securities Limited 名泰富證券有限公司 RE 8 01 April 2003 24 February 2004
MTF Securities Limited 名泰富證券有限公司 RE 9 01 April 2003 24 February 2004
MTF Securities Limited 名泰富證券有限公司 RE 6 01 April 2003 24 February 2004