SFC Licences of CHAN Sin Ping, Stephanie 陳倩萍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 29 June 2021
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 29 June 2021
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 17 April 2014 18 June 2021
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 17 April 2014 18 June 2021
Funderstone Securities Limited RE 9 07 March 2014 07 April 2014
Funderstone Securities Limited RE 1 07 March 2014 07 April 2014
Funderstone Futures Limited RE 9 07 March 2014 07 April 2014
Funderstone Futures Limited RE 2 07 March 2014 07 April 2014
Funderstone Securities Limited RO 9 02 November 2011 07 March 2014
Funderstone Futures Limited RO 9 02 November 2011 07 March 2014
Funderstone Securities Limited RO 1 15 September 2011 07 March 2014
Funderstone Futures Limited RO 2 15 September 2011 07 March 2014
Funderstone Asset Management (HK) Limited RE 9 02 June 2011 07 April 2014
Funderstone Futures Limited RE 9 01 April 2003 02 November 2011
Funderstone Securities Limited RE 9 01 April 2003 02 November 2011
Funderstone Futures Limited RE 2 01 April 2003 15 September 2011
Funderstone Securities Limited RE 1 01 April 2003 15 September 2011
Funderstone Securities Limited RE 4 01 April 2003 20 January 2005
Funderstone Securities Limited RE 6 01 April 2003 20 January 2005
Funderstone Futures Limited RE 5 01 April 2003 20 January 2005