SFC Licences of DEVONALD Andrew James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 2 | 19 January 2005 | 27 February 2007 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 19 January 2005 | 27 February 2007 |
Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 | RO | 2 | 08 July 2004 | 31 January 2005 |
Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 | RO | 1 | 08 July 2004 | 31 January 2005 |