SFC Licences of HARRIS David Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 4 | 19 July 2012 | 31 October 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 1 | 19 July 2012 | 31 October 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 16 March 2011 | 19 July 2012 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 21 September 2009 | 19 July 2012 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 21 November 2003 | 21 February 2004 |