SFC Licences of HO Yin Ming 何燕明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cornucopiae Asset Management Limited 華豐資產管理有限公司 RO 9 24 February 2022
Cornucopiae Asset Management Limited 華豐資產管理有限公司 RO 4 24 February 2022
Cornucopiae Asset Management Limited 華豐資產管理有限公司 RO 1 24 February 2022
Cornucopiae Asset Management Limited 華豐資產管理有限公司 RE 9 10 January 2022 24 February 2022
Cornucopiae Asset Management Limited 華豐資產管理有限公司 RE 4 10 January 2022 24 February 2022
Cornucopiae Asset Management Limited 華豐資產管理有限公司 RE 1 10 January 2022 24 February 2022
Universal Unite Wealth Management Limited 天地合財富管理有限公司 RO 9 17 March 2021 11 November 2021
Universal Unite Wealth Management Limited 天地合財富管理有限公司 RO 4 17 March 2021 11 November 2021
Wealthy Securities Limited 永裕證劵有限公司 RO 9 12 May 2020 30 October 2020
Wealthy Securities Limited 永裕證劵有限公司 RO 4 12 May 2020 30 October 2020
Wealthy Securities Limited 永裕證劵有限公司 RE 9 14 April 2020 12 May 2020
Wealthy Securities Limited 永裕證劵有限公司 RE 4 14 April 2020 12 May 2020
China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 RO 4 09 October 2019 10 April 2020
China-Hong Kong Link Securities Company Limited 中港通證券有限公司 RO 1 14 September 2017 13 January 2020
China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 RO 9 04 May 2017 10 April 2020
Corrington Securities & Investment Limited 哥連頓證券投資有限公司 RO 1 04 September 2015 24 November 2016
Wheelock Chatfield Limited RO 9 13 July 2006 28 August 2015