SFC Licences of CHEONG Fung Nean 鍾豐年

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 9 26 November 2021
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 4 26 November 2021
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 1 26 November 2021
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 13 March 2009 17 November 2018
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 23 February 2004 17 November 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 23 February 2004 17 November 2018