SFC Licences of CHANG Ioi Tim 曾銳添
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司 | RO | 1 | 02 May 2019 | |
Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司 | RE | 1 | 06 March 2019 | 02 May 2019 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 4 | 04 February 2015 | 20 July 2018 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 1 | 04 February 2015 | 20 July 2018 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 06 October 2014 | 04 February 2015 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 06 October 2014 | 04 February 2015 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 21 March 2013 | 29 September 2014 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 March 2013 | 29 September 2014 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 10 January 2011 | 12 September 2012 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 10 January 2011 | 12 September 2012 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 04 May 2009 | 30 November 2010 |