SFC Licences of PAN Lok Ping, Ivy 潘樂平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Glenworth Capital Limited | RO | 9 | 08 July 2021 | 31 August 2023 |
Glenworth Capital Limited | RO | 4 | 08 July 2021 | 31 August 2023 |
Glenworth Capital Limited | RE | 9 | 11 June 2021 | 08 July 2021 |
Glenworth Capital Limited | RE | 4 | 11 June 2021 | 08 July 2021 |
Greatwalle (International) Asset Management Co., Limited 長城匯理(國際)資産管理有限公司 | RO | 9 | 30 April 2021 | 01 June 2021 |
Greatwalle (International) Asset Management Co., Limited 長城匯理(國際)資産管理有限公司 | RO | 4 | 30 April 2021 | 01 June 2021 |
Aesop Asset Management Limited 晉灃資產管理有限公司 | RO | 9 | 02 May 2018 | 01 October 2018 |
Aesop Asset Management Limited 晉灃資產管理有限公司 | RO | 4 | 02 May 2018 | 01 October 2018 |
Apollo Asset Management Limited 太陽神資產管理有限公司 | RO | 9 | 22 November 2016 | 30 April 2018 |
Apollo Asset Management Limited 太陽神資產管理有限公司 | RO | 4 | 22 November 2016 | 30 April 2018 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 30 March 2004 | 07 December 2004 |