SFC Licences of NG Ying Kit, Walter 伍英傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 1 04 August 2022
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 15 February 2018 01 July 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 05 May 2016 05 April 2017
Vision Finance (Securities) Limited 匯金(證券)有限公司 RE 1 07 May 2015 31 October 2015
Beevest Securities Limited 蜂投證券有限公司 RE 1 11 February 2015 21 April 2015
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 27 September 2012 01 September 2014
CMBC Securities Company Limited 民銀證券有限公司 RE 1 02 September 2011 15 September 2012
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 15 February 2011 18 August 2011
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 04 September 2007 01 January 2009
VC Brokerage Limited 滙盈證券有限公司 RE 1 06 November 2006 14 July 2007
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 19 July 2006 01 August 2006
EAA Securities Limited 東美證券有限公司 RE 1 24 February 2004 03 March 2005
Fulbright Securities Limited 富昌證券有限公司 RE 1 01 April 2003 24 February 2004
Fulbright Securities Limited 富昌證券有限公司 RE 4 01 April 2003 23 February 2004
Fulbright Securities Limited 富昌證券有限公司 RE 6 01 April 2003 23 February 2004
Fulbright Securities Limited 富昌證券有限公司 RE 7 01 April 2003 23 February 2004
Fulbright Securities Limited 富昌證券有限公司 RE 9 01 April 2003 23 February 2004