SFC Licences of CHAN Mau Fai, Qary 陳茂輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prime China Securities Limited 華大證券有限公司
RO 1, 4 11 December 2017
Prime China Securities Limited 華大證券有限公司
RE 1, 4 04 May 2017 11 December 2017
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RE 1 08 January 2004 17 March 2017
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司
RE 2 08 January 2004 17 March 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 20 June 2003 06 January 2004
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 20 June 2003 06 January 2004