SFC Licences of CHAN Mau Fai, Qary 陳茂輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prime China Securities Limited 華大證券有限公司 | RO | 4 | 11 December 2017 | |
| Prime China Securities Limited 華大證券有限公司 | RO | 1 | 11 December 2017 | |
| Prime China Securities Limited 華大證券有限公司 | RE | 4 | 04 May 2017 | 11 December 2017 |
| Prime China Securities Limited 華大證券有限公司 | RE | 1 | 04 May 2017 | 11 December 2017 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 08 January 2004 | 17 March 2017 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 08 January 2004 | 17 March 2017 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 20 June 2003 | 06 January 2004 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 20 June 2003 | 06 January 2004 |