SFC Licences of YUE Yan Kit, Karson 余仁傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 31 July 2012 | 04 July 2015 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 31 July 2012 | 04 July 2015 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 01 April 2003 | 25 July 2012 |
| Corporate Commodities Limited 協聯期貨有限公司 | RE | 2 | 01 April 2003 | 25 July 2012 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 7 | 01 April 2003 | 19 February 2004 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 6 | 01 April 2003 | 19 February 2004 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 4 | 01 April 2003 | 19 February 2004 |
| Corporate Commodities Limited 協聯期貨有限公司 | RE | 9 | 01 April 2003 | 18 February 2004 |
| Corporate Commodities Limited 協聯期貨有限公司 | RE | 5 | 01 April 2003 | 18 February 2004 |