SFC Licences of NGAI Pun, Ben 倪彬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 29 August 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 29 August 2022
Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 6 11 January 2018
Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 4 11 January 2018
Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 1 11 January 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 13 November 2007 08 December 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 22 October 2007 08 December 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 22 October 2007 08 December 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 11 November 2004 23 August 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 11 November 2004 23 August 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 11 November 2004 23 August 2007
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 9 01 April 2003 09 October 2004
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 01 April 2003 09 October 2004
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 4 01 April 2003 09 October 2004
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 01 April 2003 09 October 2004