SFC Licences of YU Man Kiu, Janice 茹蔓喬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 31 July 2009 | 01 August 2012 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 31 July 2009 | 01 August 2012 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 10 June 2009 | 01 August 2012 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 25 May 2005 | 21 April 2009 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 25 May 2005 | 21 April 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 March 2004 | 06 May 2005 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 01 April 2003 | 03 February 2004 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 7 | 01 April 2003 | 19 September 2003 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 9 | 01 April 2003 | 09 August 2003 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 01 April 2003 | 09 August 2003 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 01 April 2003 | 09 August 2003 |