SFC Licences of CHOW Ka Ching, Jimmy 周家正

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 16 August 2006 31 August 2017
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 16 August 2006 31 August 2017
CLSA Limited 中信里昂證券有限公司 RE 1 01 April 2003 07 August 2006
CLSA Futures Limited 里昂期貨有限公司 RE 2 01 April 2003 07 August 2006
CLSA Futures Limited 里昂期貨有限公司 RE 9 01 April 2003 03 May 2004
CLSA Futures Limited 里昂期貨有限公司 RE 5 01 April 2003 03 May 2004
CLSA Limited 中信里昂證券有限公司 RE 9 01 April 2003 03 May 2004
CLSA Limited 中信里昂證券有限公司 RE 6 01 April 2003 03 May 2004
CLSA Limited 中信里昂證券有限公司 RE 4 01 April 2003 03 May 2004