SFC Licences of CHOW Ka Ching, Jimmy 周家正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 16 August 2006 | 31 August 2017 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 16 August 2006 | 31 August 2017 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 07 August 2006 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 01 April 2003 | 07 August 2006 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 9 | 01 April 2003 | 03 May 2004 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 5 | 01 April 2003 | 03 May 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 03 May 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 03 May 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 03 May 2004 |