SFC Licences of SHIU Wing Sun 蕭榮申
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 07 October 2022 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 11 December 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 16 March 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 16 March 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 16 March 2004 |