SFC Licences of LAM Chong Man 林忠文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 31 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 21 April 2020 12 March 2021
Ko's Brother Securities Company Limited 高氏兄弟証券有限公司 RE 1 08 July 2003 06 April 2020
Ko's Brother (Securities) Company 高氏兄弟(股票)公司 RE 1 01 April 2003 20 June 2003
Ko's Brother (Securities) Company 高氏兄弟(股票)公司 RE 6 01 April 2003 28 May 2003
Ko's Brother (Securities) Company 高氏兄弟(股票)公司 RE 9 01 April 2003 28 May 2003
Ko's Brother (Securities) Company 高氏兄弟(股票)公司 RE 4 01 April 2003 28 May 2003