SFC Licences of YAU Yung Wa 游榕華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 19 January 2009 20 January 2010
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 20 March 2006
BOCOM International Holdings Company Limited 交銀國際控股有限公司
RE 1 02 August 2005 16 March 2006
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司
RE 1 01 April 2003 02 August 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司
RE 4, 6, 9 01 April 2003 09 January 2004