SFC Licences of LEE Tai Tong 李棣棠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prior Securities Limited 昇悅證券有限公司 | RO | 1 | 21 November 2016 | 22 June 2022 |
| Prior Securities Limited 昇悅證券有限公司 | RE | 1 | 28 September 2016 | 21 November 2016 |
| SoFi Securities (Hong Kong) Limited | RO | 1 | 29 December 2015 | 26 August 2016 |
| SoFi Securities (Hong Kong) Limited | RE | 4 | 23 December 2015 | 26 August 2016 |
| SoFi Securities (Hong Kong) Limited | RE | 1 | 09 February 2015 | 29 December 2015 |
| Ewarton Securities Limited 穎翔證券有限公司 | RE | 1 | 09 February 2011 | 30 January 2015 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 01 April 2003 | 06 February 2011 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 01 April 2003 | 06 February 2011 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 01 April 2003 | 10 August 2004 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 5 | 01 April 2003 | 10 August 2004 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 6 | 01 April 2003 | 10 August 2004 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 9 | 01 April 2003 | 10 August 2004 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 9 | 01 April 2003 | 10 August 2004 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 7 | 01 April 2003 | 05 September 2003 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 7 | 01 April 2003 | 02 September 2003 |