SFC Licences of LEE Tai Tong 李棣棠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Pinestone Securities Limited 鼎石證券有限公司	RO	1	03 November 2022
Prior Securities Limited 昇悅證券有限公司	RO	1	21 November 2016	22 June 2022
Prior Securities Limited 昇悅證券有限公司	RE	1	28 September 2016	21 November 2016
SoFi Securities (Hong Kong) Limited	RO	1	29 December 2015	26 August 2016
SoFi Securities (Hong Kong) Limited	RE	4	23 December 2015	26 August 2016
SoFi Securities (Hong Kong) Limited	RE	1	09 February 2015	29 December 2015
Ewarton Securities Limited 穎翔證券有限公司	RE	1	09 February 2011	30 January 2015
First Shanghai Securities Limited 第一上海證券有限公司	RE	1	01 April 2003	06 February 2011
First Shanghai Futures Limited 第一上海期貨有限公司	RE	2	01 April 2003	06 February 2011
First Shanghai Futures Limited 第一上海期貨有限公司	RE	5	01 April 2003	10 August 2004
First Shanghai Futures Limited 第一上海期貨有限公司	RE	9	01 April 2003	10 August 2004
First Shanghai Securities Limited 第一上海證券有限公司	RE	9	01 April 2003	10 August 2004
First Shanghai Securities Limited 第一上海證券有限公司	RE	6	01 April 2003	10 August 2004
First Shanghai Securities Limited 第一上海證券有限公司	RE	4	01 April 2003	10 August 2004
First Shanghai Futures Limited 第一上海期貨有限公司	RE	7	01 April 2003	05 September 2003
First Shanghai Securities Limited 第一上海證券有限公司	RE	7	01 April 2003	02 September 2003