SFC Licences of KEE Yuen Man, Carol 祁婉文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Easy Fund Management Company Limited 易昇基金管理有限公司 RO 9 24 January 2022
Easy Fund Management Company Limited 易昇基金管理有限公司 RO 4 24 January 2022
Easy Securities Limited 易昇證券有限公司 RO 1 24 January 2022
China-Hong Kong Link Securities Company Limited 中港通證券有限公司 RO 1 11 May 2020 28 November 2021
China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 RO 9 11 May 2020 28 November 2021
China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 RO 4 11 May 2020 28 November 2021
Blooming Securities Limited 富御證券有限公司 RO 1 29 August 2019 23 January 2020
Wansom Securities (Hong Kong) Limited 融信證券(香港)有限公司 RO 1 23 August 2018 18 December 2018
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 RO 1 08 July 2015 31 January 2018
Aristo Securities Limited 雅利多證券有限公司 RO 1 03 December 2014 07 July 2015
Fulbright Securities Limited 富昌證券有限公司 RO 1 15 June 2010 22 September 2014
Fulbright Securities Limited 富昌證券有限公司 RE 1 06 August 2009 15 June 2010
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 17 June 2008 25 July 2009
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RO 1 30 August 2007 07 June 2008
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 17 January 2004 30 August 2007
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 01 April 2003 23 July 2003
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 4 01 April 2003 23 July 2003
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 6 01 April 2003 23 July 2003
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 7 01 April 2003 23 July 2003
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 9 01 April 2003 23 July 2003