SFC Licences of CHAN Choi Ming, Diana 陳彩明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 4 27 April 2007 31 January 2011
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 1 27 April 2007 31 January 2011
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 07 May 2003 14 October 2003
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 07 May 2003 14 October 2003