SFC Licences of KWOK Kin Chung 郭建聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cheong Lee Securities Limited 昌利證券有限公司 | RO | 5 | 14 September 2010 | |
| Cheong Lee Securities Limited 昌利證券有限公司 | RO | 4 | 14 September 2010 | |
| Cheong Lee Securities Limited 昌利證券有限公司 | RO | 2 | 30 June 2010 | |
| Cheong Lee Securities Limited 昌利證券有限公司 | RO | 1 | 30 June 2010 | |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 03 May 2007 | 15 January 2009 |
| Kaiser Securities Limited 嘉信証券有限公司 | RO | 1 | 11 March 2005 | 03 May 2007 |
| Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 01 April 2003 | 15 January 2009 |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 01 April 2003 | 11 March 2005 |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 9 | 01 April 2003 | 18 February 2005 |
| Kaiser Futures Limited 嘉信期貨有限公司 | RE | 9 | 01 April 2003 | 18 February 2005 |
| Kaiser Futures Limited 嘉信期貨有限公司 | RE | 5 | 01 April 2003 | 18 February 2005 |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 6 | 01 April 2003 | 18 February 2005 |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 4 | 01 April 2003 | 18 February 2005 |