SFC Licences of CULTURA Crisostomo Medardo Felicisimo 顧鎮廷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 17 February 2016 | |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 10 December 2012 | 12 June 2015 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 10 December 2012 | 12 June 2015 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 10 December 2012 | 12 June 2015 |
Nomura Securities (Hong Kong) Limited | RE | 1 | 26 November 2008 | 09 December 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 14 October 2008 | 09 December 2012 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 01 April 2003 | 29 September 2008 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 9 | 01 April 2003 | 14 August 2003 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 7 | 01 April 2003 | 14 August 2003 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 6 | 01 April 2003 | 14 August 2003 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 4 | 01 April 2003 | 14 August 2003 |