SFC Licences of CHAN Wun Sheung Alison May 陳韻湘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 03 November 2011 | 09 November 2013 |
Merrill Lynch Far East Limited | RE | 2 | 18 February 2011 | 09 November 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 February 2011 | 09 November 2013 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 01 April 2003 | 30 April 2005 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 01 April 2003 | 30 April 2005 |
Lehman Brothers Asia Holdings Limited 美國雷曼兄弟亞洲控股有限公司 | RE | 9 | 01 April 2003 | 09 August 2003 |
Lehman Brothers Asia Holdings Limited 美國雷曼兄弟亞洲控股有限公司 | RE | 6 | 01 April 2003 | 09 August 2003 |
Lehman Brothers Asia Holdings Limited 美國雷曼兄弟亞洲控股有限公司 | RE | 4 | 01 April 2003 | 09 August 2003 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 9 | 01 April 2003 | 09 August 2003 |