SFC Licences of ZHU Qing 朱慶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 4, 6 28 November 2012 28 June 2013
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 01 April 2003 20 April 2005
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 9 01 April 2003 14 September 2004