SFC Licences of WAN Yu Ming, David 尹宇明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 4 | 17 February 2004 | 19 May 2006 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 01 April 2003 | 15 July 2003 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 6 | 01 April 2003 | 15 July 2003 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 9 | 01 April 2003 | 15 July 2003 |