SFC Licences of KONG Ming Fai 江明輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hooray Asset Management Limited 好盈資產管理有限公司 RO 9 29 December 2023
Hooray Securities Limited 好盈證券有限公司 RO 1 10 May 2023
Hooray Securities Limited 好盈證券有限公司 RE 1 04 April 2023 10 May 2023
JMC Capital International Limited 富喬鑫國際投資有限公司 RO 5 11 March 2021 31 December 2022
JMC Capital International Limited 富喬鑫國際投資有限公司 RO 4 11 March 2021 31 December 2022
JMC Capital International Limited 富喬鑫國際投資有限公司 RO 2 11 March 2021 31 December 2022
JMC Capital International Limited 富喬鑫國際投資有限公司 RO 1 11 March 2021 31 December 2022
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RO 9 06 January 2021 31 December 2022
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RO 4 06 January 2021 31 December 2022
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RO 1 06 January 2021 31 December 2022
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RE 1 16 October 2020 06 January 2021
China-Hong Kong Link Securities Company Limited 中港通證券有限公司 RO 1 11 February 2020 13 June 2020
LW Asset Management Advisors Limited 利達財富管理顧問有限公司 RO 9 01 February 2019 26 November 2019
Rifa Asset Management Limited 日發資產管理有限公司 RO 9 27 October 2017 11 November 2018
Rifa Asset Management Limited 日發資產管理有限公司 RO 5 27 October 2017 11 November 2018
Rifa Asset Management Limited 日發資產管理有限公司 RO 4 27 October 2017 11 November 2018
Rifa Futures Limited 日發期貨有限公司 RO 2 28 October 2015 11 November 2018
TFI Asset Management Limited 天風國際資產管理有限公司 RO 5 14 April 2015 27 September 2016
TFI Asset Management Limited 天風國際資產管理有限公司 RO 4 14 April 2015 27 September 2016
TFI Asset Management Limited 天風國際資產管理有限公司 RO 9 27 June 2014 27 September 2016
TFI Asset Management Limited 天風國際資產管理有限公司 RE 5 10 April 2014 14 April 2015
Rifa Securities Limited 日發證券有限公司 RO 1 17 January 2014 11 November 2018
Rifa Futures Limited 日發期貨有限公司 RE 2 27 November 2013 28 October 2015
TFI Asset Management Limited 天風國際資產管理有限公司 RE 4 27 November 2013 14 April 2015
Rifa Securities Limited 日發證券有限公司 RE 1 27 November 2013 17 January 2014
Huarong International Asset Management Limited 華融國際資產管理有限公司 RO 9 04 July 2012 17 November 2013
Huarong International Securities Limited 華融國際證券有限公司 RE 4 22 September 2011 17 November 2013
Huarong International Securities Limited 華融國際證券有限公司 RE 2 17 June 2011 17 November 2013
Huarong International Securities Limited 華融國際證券有限公司 RO 1 27 November 2009 17 November 2013
Huarong International Securities Limited 華融國際證券有限公司 RE 1 16 October 2009 27 November 2009
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 9 25 May 2009 11 October 2009
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 04 April 2007 11 October 2009
Oshidori Securities Limited 威華達證券有限公司 RO 1 16 December 2006 27 January 2007
Oshidori Securities Limited 威華達證券有限公司 RE 1 26 September 2006 16 December 2006
Fortune (HK) Securities Limited 富強證券有限公司 RO 1 11 August 2003 31 August 2006
Fortune (HK) Securities Limited 富強證券有限公司 RE 1 01 April 2003 11 August 2003