SFC Licences of LAI Chung Cheong 黎仲昌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 RO 9 31 August 2021
CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 RE 9 03 August 2021 31 August 2021
Cornerstone Securities Limited 基石證券有限公司 RO 4 08 February 2021
Cornerstone Securities Limited 基石證券有限公司 RO 1 08 February 2021
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 RO 3 26 April 2017 03 April 2019
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 RE 3 28 March 2017 26 April 2017
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 RO 2 25 May 2016 28 November 2016
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 RO 1 25 May 2016 28 November 2016
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 RO 3 18 August 2015 28 November 2016
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 RE 3 03 July 2015 18 August 2015
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RO 1 17 February 2014 21 May 2015
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RO 2 10 January 2013 21 May 2015
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 3 11 December 2012 21 May 2015
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 1 11 December 2012 17 February 2014
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 2 11 December 2012 10 January 2013
Great Lakes Hong Kong Limited RO 2 26 April 2010 30 November 2012
T.F.S. Derivatives HK Limited RE 2 10 August 2009 22 January 2010
T.F.S. Derivatives HK Limited RE 1 10 August 2009 22 January 2010
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 13 October 2008 15 June 2009
SG Asset Finance (Hong Kong) Limited RE 2 13 October 2008 15 June 2009
SG Asset Finance (Hong Kong) Limited RE 1 13 October 2008 15 June 2009
Newedge Broker Limited 新際經紀有限公司 RE 7 12 May 2005 15 June 2009
Newedge Broker Limited 新際經紀有限公司 RE 2 12 May 2005 15 June 2009
Newedge Broker Limited 新際經紀有限公司 RE 1 12 May 2005 15 June 2009
Public Financial Securities Limited 大眾金融証券有限公司 RE 9 01 April 2003 02 February 2004
Public Financial Securities Limited 大眾金融証券有限公司 RE 1 01 April 2003 02 February 2004
Public Financial Securities Limited 大眾金融証券有限公司 RE 4 01 April 2003 02 February 2004
Public Pacific Securities Limited 大眾太平証券有限公司 RE 1 01 April 2003 02 February 2004
Public Financial Securities Limited 大眾金融証券有限公司 RE 6 01 April 2003 02 February 2004
Public Pacific Securities Limited 大眾太平証券有限公司 RE 4 01 April 2003 02 February 2004
Public Pacific Securities Limited 大眾太平証券有限公司 RE 6 01 April 2003 02 February 2004
Public Pacific Securities Limited 大眾太平証券有限公司 RE 9 01 April 2003 02 February 2004
Public Futures Limited 大眾期貨有限公司 RE 2 01 April 2003 31 October 2003
Public Futures Limited 大眾期貨有限公司 RE 9 01 April 2003 31 October 2003
Public Futures Limited 大眾期貨有限公司 RE 5 01 April 2003 31 October 2003