SFC Licences of FONG Wai Kim 方偉儉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 10 July 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 10 July 2019
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 19 June 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 19 June 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 10 September 2018 10 July 2019
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RO 2 10 September 2018 10 July 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 24 April 2018 10 September 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 24 April 2018 10 September 2018
BOA International Securities Limited 亞銀國際證券有限公司 RO 1 14 November 2017 09 April 2018
BOA International Securities Limited 亞銀國際證券有限公司 RO 2 14 November 2017 09 April 2018
BOA International Securities Limited 亞銀國際證券有限公司 RE 1 09 October 2017 14 November 2017
BOA International Securities Limited 亞銀國際證券有限公司 RE 2 09 October 2017 14 November 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 2 13 October 2005 04 October 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 1 19 May 2004 04 October 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 3 23 February 2012 24 November 2014
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 19 May 2004 27 January 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 28 January 2004 28 April 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 28 April 2004
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 28 April 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 14 August 2003