SFC Licences of LUK Wai Chuen, Sunny 陸偉泉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 29 May 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 17 August 2015 02 October 2017
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 1 01 April 2003 01 March 2015
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 9 01 April 2003 04 January 2005
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 6 01 April 2003 04 January 2005
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 4 01 April 2003 04 January 2005
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 6 01 April 2003 29 October 2004
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 9 01 April 2003 29 October 2004
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 1 01 April 2003 29 October 2004
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 4 01 April 2003 29 October 2004
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 7 01 April 2003 04 August 2003
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 7 01 April 2003 04 August 2003