SFC Licences of TING Sai Man 丁世民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mason Futures Limited 茂宸期貨有限公司 | RO | 5 | 21 January 2021 | 13 May 2022 |
Mason Futures Limited 茂宸期貨有限公司 | RO | 2 | 21 January 2021 | 13 May 2022 |
Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 28 October 2020 | 13 May 2022 |
Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 28 October 2020 | 13 May 2022 |
Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 28 October 2020 | 21 January 2021 |
Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 20 June 2018 | 27 March 2020 |
Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 20 June 2018 | 27 March 2020 |
Mason Futures Limited 茂宸期貨有限公司 | RO | 5 | 20 February 2018 | 27 March 2020 |
Mason Futures Limited 茂宸期貨有限公司 | RO | 2 | 05 December 2017 | 27 March 2020 |
Mason Futures Limited 茂宸期貨有限公司 | RE | 5 | 18 October 2017 | 20 February 2018 |
Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 18 October 2017 | 05 December 2017 |
Straits Financial (Hong Kong) Limited 時瑞金融(香港)有限公司 | RO | 2 | 28 February 2017 | 30 September 2017 |
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RO | 2 | 27 May 2011 | 10 September 2016 |
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RE | 2 | 06 May 2011 | 27 May 2011 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RO | 2 | 03 December 2008 | 22 January 2011 |
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RO | 5 | 05 February 2004 | 01 February 2008 |
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RO | 2 | 04 February 2004 | 01 February 2008 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RO | 2 | 01 April 2003 | 18 December 2003 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RO | 5 | 01 April 2003 | 08 December 2003 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RO | 9 | 01 April 2003 | 08 December 2003 |