SFC Licences of LO Ngar Yee, Fanny 盧雅儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 10 December 2021
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 07 June 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 24 May 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 24 May 2021
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 1 24 May 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 24 May 2021
OnePlatform Securities Limited 環一證券有限公司 RE 4 08 August 2019 23 April 2021
OnePlatform Securities Limited 環一證券有限公司 RE 1 08 August 2019 23 April 2021
Glory Sun Asset Management Limited 寶新資產管理有限公司 RO 4 27 June 2018 30 June 2019
Glory Sun Asset Management Limited 寶新資產管理有限公司 RE 9 30 November 2017 30 June 2019
Glory Sun Securities Limited 寶新證券有限公司 RE 2 30 November 2017 30 June 2019
Glory Sun Securities Limited 寶新證券有限公司 RE 1 30 November 2017 30 June 2019
Glory Sun Asset Management Limited 寶新資產管理有限公司 RE 4 30 November 2017 27 June 2018
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 31 August 2017 03 November 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 2 31 August 2017 03 November 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 3 20 November 2012 10 August 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 01 April 2003 10 August 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 01 April 2003 10 August 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 01 April 2003 03 June 2003
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 5 01 April 2003 03 June 2003
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 6 01 April 2003 03 June 2003
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 7 01 April 2003 03 June 2003
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 9 01 April 2003 03 June 2003
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 01 April 2003 03 June 2003