SFC Licences of TAM Shing Hei 譚成希
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 16 September 2015 | 13 April 2022 |
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 1 | 16 September 2015 | 13 April 2022 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 12 March 2014 | 16 September 2015 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 12 March 2014 | 16 September 2015 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 19 November 2013 | 05 February 2014 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 23 January 2009 | 10 September 2011 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 13 August 2007 | 10 September 2011 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 25 April 2005 | 27 December 2006 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 02 September 2003 | 24 March 2005 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 02 September 2003 | 22 March 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 27 August 2003 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 27 August 2003 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 27 August 2003 |
| CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 27 August 2003 |