SFC Licences of KUNG Chi Wai 龔智威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 3 02 August 2013 21 November 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 03 December 2009 01 January 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 1 03 December 2009 01 January 2017
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 10 January 2007 01 December 2009
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 10 January 2007 01 December 2009
BOCI Securities Limited 中銀國際證券有限公司 RE 2 13 October 2005 15 December 2006
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 17 June 2005 15 December 2006
BOCI Securities Limited 中銀國際證券有限公司 RE 1 09 May 2005 15 December 2006
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 1 01 April 2003 04 May 2005
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 01 April 2003 03 May 2005
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 6 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 6 01 April 2003 05 August 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 4 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 7 01 April 2003 02 September 2003