SFC Licences of LEUNG Chor Ming 梁礎銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 2 20 January 2022
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 27 October 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1 03 September 2012 03 September 2021
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司
RE 7 22 March 2011 29 March 2011
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司
RE 1 12 October 2009 29 March 2011
Goldin Equities Limited 高銀(證券)有限公司
RE 1 03 April 2009 09 September 2009
Atlantis Investment Management Limited 西澤投資管理有限公司
RE 4, 9 12 December 2007 16 December 2008
AP Asset Management (HK) Limited
RE 4, 5, 9 14 December 2006 23 November 2007
AP Asset Management (HK) Limited
RE 1 26 October 2006 23 November 2007
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司
China Everbright Capital Limited 中國光大融資有限公司
RE 1 10 May 2006 23 September 2006
South China Research Limited 南華資料研究有限公司
RE 4 20 April 2006 03 May 2006
South China Securities Limited 南華證券投資有限公司
RE 1 17 March 2006 03 May 2006
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司
RE 1, 5, 9 14 September 2004 06 December 2004
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RE 1 04 November 2003 19 August 2004