SFC Licences of TU Yu-hui 凃玉慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| New Prospect Capital Limited 新域資本有限公司 | RO | 4 | 24 May 2018 | 16 February 2024 |
| New Prospect Capital Limited 新域資本有限公司 | RO | 1 | 24 May 2018 | 16 February 2024 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RO | 4 | 28 January 2015 | 01 August 2017 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RO | 1 | 29 October 2013 | 01 August 2017 |
| CSC Asia Limited 群益亞洲有限公司 | RE | 6 | 09 July 2007 | 04 December 2008 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 2 | 13 December 2006 | 13 June 2007 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 21 July 2006 | 29 October 2013 |
| Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 1 | 12 June 2005 | 03 July 2006 |
| CSC Financial Services Limited 群益金融服務有限公司 | RE | 1 | 16 July 2004 | 18 May 2005 |
| CSC Asia Limited 群益亞洲有限公司 | RE | 6 | 17 April 2003 | 18 May 2005 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 17 April 2003 | 18 May 2005 |