SFC Licences of CHOY Sze Chung, Jojo 蔡思聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
National Resources Securities Limited 中潤證券有限公司 | RO | 9 | 22 January 2009 | |
National Resources Securities Limited 中潤證券有限公司 | RE | 9 | 30 March 2006 | 22 January 2009 |
National Resources Securities Limited 中潤證券有限公司 | RO | 4 | 30 March 2006 | |
National Resources Securities Limited 中潤證券有限公司 | RO | 1 | 30 March 2006 | |
National Resources Securities Limited 中潤證券有限公司 | RE | 1 | 01 December 2005 | 30 March 2006 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 08 October 2004 | 30 September 2005 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 08 October 2004 | 30 September 2005 |
Quam Futures Limited 華富嘉洛期貨有限公司 | RE | 2 | 27 October 2003 | 07 October 2004 |
Quam Securities Limited 華富建業證券有限公司 | RO | 1 | 17 April 2003 | 07 October 2004 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 16 April 2003 | 17 April 2003 |