SFC Licences of CHAN Cheuk Ming, Raymond 陳焯明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 07 July 2006 | |
| Hantec Securities Co. Limited 亨達證券有限公司 | RE | 1 | 30 October 2003 | 25 June 2006 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 19 September 2003 | 21 October 2003 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 19 September 2003 | 21 October 2003 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 4 | 01 April 2003 | 01 September 2003 |