SFC Licences of YIP Shuk Ling 葉淑玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 06 May 2003 | 03 December 2009 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 03 December 2009 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 29 April 2003 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 29 April 2003 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 29 April 2003 |