SFC Licences of PANG Wai Sun 彭偉新

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Rafter Capital Limited 椽盛資本有限公司 RO 4 25 March 2024
Rafter Capital Limited 椽盛資本有限公司 RE 9 25 March 2024
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RO 4 01 July 2016 01 September 2022
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RO 4 09 August 2011 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 26 May 2011 09 August 2011
Cinda International Research Limited 信達國際研究有限公司 RO 4 26 July 2010 11 May 2011
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 4 25 September 2009 26 July 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 4 13 October 2005 19 September 2009
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 21 December 2004 13 October 2005
Sun Hung Kai Research Limited 新鴻基資料研究有限公司 RE 4 21 December 2004 31 March 2005
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 2 01 April 2003 03 December 2004
Wings Securities (HK) Limited 金鵬證券有限公司 RE 1 01 April 2003 03 December 2004
Wings Securities (HK) Limited 金鵬證券有限公司 RE 6 01 April 2003 17 April 2004
Wings Securities (HK) Limited 金鵬證券有限公司 RE 9 01 April 2003 17 April 2004
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 5 01 April 2003 17 April 2004
Wings Securities (HK) Limited 金鵬證券有限公司 RE 4 01 April 2003 17 April 2004
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 9 01 April 2003 17 April 2004