SFC Licences of CHAU Man Fai, Eric 周民輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 29 October 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 29 October 2015
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 29 October 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 29 October 2015 19 November 2015
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 10 February 2010 24 July 2015
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 25 January 2010 24 July 2015
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 25 January 2010 24 July 2015
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 28 December 2007 04 September 2009
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 28 December 2007 04 September 2009
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 28 December 2007 04 September 2009
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 11 August 2005 11 December 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 11 August 2005 11 December 2007
South China Securities Limited 南華證券投資有限公司 RE 1 01 April 2003 10 August 2005
South China Commodities Limited 南華期貨有限公司 RE 2 01 April 2003 10 August 2005
South China Securities Limited 南華證券投資有限公司 RE 4 01 April 2003 16 January 2004
South China Commodities Limited 南華期貨有限公司 RE 5 01 April 2003 16 January 2004
South China Securities Limited 南華證券投資有限公司 RE 6 01 April 2003 16 January 2004
South China Securities Limited 南華證券投資有限公司 RE 7 01 April 2003 16 January 2004
South China Commodities Limited 南華期貨有限公司 RE 9 01 April 2003 16 January 2004
South China Securities Limited 南華證券投資有限公司 RE 9 01 April 2003 16 January 2004