SFC licenceholder AEA619 CHAU Man Fai, Eric 周民輝

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 16 February 2020

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 October 2015
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [1] (Dealing in Securities) 29 October 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [4] (Advising on Securities) 29 October 2015 19 November 2015
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE [7] (Providing Automated Trading Services) 10 February 2010 24 July 2015
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 25 January 2010 24 July 2015
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE [1] (Dealing in Securities) 28 December 2007 04 September 2009
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE [1] (Dealing in Securities) 28 December 2007 04 September 2009
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 28 December 2007 04 September 2009
Haitong International Securities Company Limited 海通國際證券有限公司 RE [1] (Dealing in Securities) 11 August 2005 11 December 2007
Haitong International Futures Limited 海通國際期貨有限公司 RE [2] (Dealing in Futures Contracts) 11 August 2005 11 December 2007
South China Securities Limited 南華證券投資有限公司 RE [1] (Dealing in Securities) 01 April 2003 10 August 2005
South China Commodities Limited 南華期貨有限公司 RE [2] (Dealing in Futures Contracts) 01 April 2003 10 August 2005
South China Securities Limited 南華證券投資有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [7] (Providing Automated Trading Services), [9] (Asset Management) 01 April 2003 16 January 2004
South China Commodities Limited 南華期貨有限公司 RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 16 January 2004