SFC Licences of VAUGHAN John Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RO | 1 | 06 July 2016 | 08 December 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 2 | 06 July 2016 | 08 December 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 06 July 2016 | 08 December 2016 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 17 September 2015 | 06 July 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 17 September 2015 | 06 July 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 01 November 2004 | 06 July 2016 |