SFC Licences of CHAN Kar Yin, Gary 陳嘉彥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Assured Asset Management Limited 安誼金融投資股份有限公司 RE 9 08 March 2024
Golden Age Investment Management Limited 盛世資本（香港）有限公司 RO 9 09 July 2020 08 August 2023
Viipark Financial Co., Limited 維寶東園資本有限公司 RO 9 24 October 2018 20 February 2020
Viipark Financial Co., Limited 維寶東園資本有限公司 RO 4 24 October 2018 20 February 2020
Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 RO 9 01 August 2017 28 February 2018
Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 RO 4 01 August 2017 28 February 2018
Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 RE 9 18 July 2017 01 August 2017
Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 RE 4 18 July 2017 01 August 2017
VMS Securities Limited 鼎珮證券有限公司 RO 9 07 February 2014 30 June 2017
VMS Securities Limited 鼎珮證券有限公司 RO 4 07 February 2014 30 June 2017
VMS Securities Limited 鼎珮證券有限公司 RE 9 13 March 2012 07 February 2014
VMS Securities Limited 鼎珮證券有限公司 RE 4 13 March 2012 07 February 2014
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 9 31 January 2007 01 April 2009
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 4 21 November 2006 01 April 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 02 June 2003 08 November 2006
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 29 April 2003
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 29 April 2003
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 29 April 2003
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 29 April 2003