SFC Licences of KWOK Sau Kwan 郭秀君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kingston Futures Limited 金利豐期貨有限公司 | RE | 2 | 04 December 2019 | |
| Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 17 September 2019 | |
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 | RE | 1 | 19 October 2018 | 31 July 2019 |
| Stellar Securities Limited 恆星證券有限公司 | RE | 1 | 11 May 2018 | 26 September 2018 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 02 June 2004 | 19 November 2016 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 22 November 2003 | 19 November 2016 |
| Ewarton Securities Limited 穎翔證券有限公司 | RE | 1 | 22 October 2003 | 14 November 2003 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 08 August 2003 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 08 August 2003 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 08 August 2003 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 08 August 2003 |